Kevin Collier Lokey

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-05
GA	RA	APPROVED	2019-07-31

TX RA
APPROVED_RES

Since 2019-11-05
GA RA
APPROVED

Since 2019-07-31

Branch Locations

St. Simons Island, GA • United States

13 Retreat Pl Unit 2, Saint Simons Island, GA 31522 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Saint Simons Island	GA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Saint Simons Island	GA	11/2016	07/2019
Raymond James & Associates	Saint Simons Island	GA	07/2019	Present
Lokey Fish Prints	St. Simon Island	GA	08/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Saint Simons Island, GA
11/2016 → 07/2019

Wells Fargo Clearing Services, Llc

Saint Simons Island, GA
07/2019 → Present

Raymond James & Associates

Saint Simons Island, GA
08/2021 → Present

Lokey Fish Prints

St. Simon Island, GA

Previous Registrations

2008-01-01 → 2019-07-31

Wells Fargo Clearing Services, Llc

Saint Simons Island, GA
2003-05-08 → 2008-01-01

A. G. Edwards & Sons, Inc.

St. Simons Island, GA

St. Louis, MO

Other Businesses

(1)Name of Business: Lokey Fish Prints Address: 510 Vassar Point Drive, St. Simons Island, GA, 31522, United States Activity Type: Other Position/Title: Artist Investment Related: No Start Date: 08/18/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the artist with gyotaku fish prints for sale to the public. (2)Name of Business: St. Simons Presbyterian Church Address: 205 Kings Way, St. Simons Island, GA, 31522, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: Yes Start Date: 01/27/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ruling elders, together with teaching elders (pastors), exercise leadership, government, spiritual discernment, and discipline and have responsibilities for the life of a congregation as well as the whole church, including ecumenical relationships.