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Jonathan Craig Cherkas

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

Malibu, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
CA RA APPROVED 2015-01-29
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • CA RA
    APPROVED
    Since 2015-01-29

Branch Locations

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Malibu, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Los Angeles CA 01/2015 Present
  • 01/2015 → Present
    Stifel Nicolaus & Co Inc
    Los Angeles, CA
Previous Registrations
  • 2009-01-26 → 2015-02-04
    Oppenheimer & Co. Inc.
    Los Angeles, CA
  • 2007-06-01 → 2009-02-09
    Morgan Stanley & Co. Llc
    Santa Monica, CA
  • 2006-03-22 → 2007-06-12
    Rbc Capital Markets, Llc
    Beverly Hills, CA
  • 2004-01-28 → 2006-03-22
    M.L. Stern & Co., Llc.
    Beverly Hills, CA
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-01
S63 Uniform Securities Agent State Law Examination 1994-06-20
  • S65 Uniform Investment Adviser Law Examination
    2007-11-01
  • S63 Uniform Securities Agent State Law Examination
    1994-06-20
Other Names
  • Jon Craig Cherkas

View on SEC IAPD

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