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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-10 |
Branch Locations
Canyon Lake, CA • United States
790 E Colorado Blvd Ste 710, Pasadena, CA 91101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Beverly Hills | CA | 07/2013 | 08/2017 |
| Mml Investors Services | Beverly Hills | CA | 12/2013 | 08/2017 |
| Massmutual Life Insurance Company | Pasadena | CA | 05/2026 | Present |
| Mml Investors Services, Llc | Pasadena | CA | 05/2026 | Present |
| Ramos Consulting Services | Canyon Lake | CA | 09/2025 | 03/2026 |
| New York Life Insurance Co | San Dimas | CA | 04/2019 | 09/2025 |
| Nylife Securities, Llc | San Dimas | CA | 04/2019 | 09/2025 |
| Hongwei America | Covina | CA | 08/2017 | 07/2019 |
| Eagle Strategies Llc | San Dimas | CA | 07/2019 | 09/2025 |
(1) NAME: CANYON LAKE CHAMBER OF COMMERCE INV REL: N ADD: 31566 RAILROAD CANYON RD, CANYON LAKE, CA 92587 NATURE: DIRECTOR OF OUTREACH SUPPORT MEMEBERS POSITION: DIRECTOR START DATE: 10/01/2025 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REACH OUT TO MEMBERS AND PROVIDE SUPPORT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-07 |
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