Sandy Jacinto Jackson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-06-28
RI	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2013-06-28
RI RA
APPROVED

Since 2009-10-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

3400 Pawtucket Ave, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI

Previous Registrations

2007-01-03 → 2009-10-23

Banc Of America Investment Services, Inc.

Lincoln, RI

Other Businesses

I*102619 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CPA AND ASSOCIATES INVESTMENT RELATED: N ADDRESS OF BUSINESS: CUMBERLAND, RHODE ISLAND 02864 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 02/24/2017 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADMINISTRATIVE WORK FOR BUSINESS OWNED BY BROTHER I*1219285 For profit or not for profit: Entity For Profit Name of outside business organization: The Queens Jack LLC Investment related: N Address of business: Lincoln, Rhode Island, 02865 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 3/1/2023 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Husband and I set up an LLC as a holding company for business ventures not related to financial services. I*1430312 For profit or not for profit: Entity For Profit Name of outside business organization: Yoga Instructor Investment related: N Address of business: Lincoln, Rhode Island, 02865, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 1/1/2024 Number of hours devoted: 3 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , As a certified yoga instructor, would be teaching classes and being compensated.