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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-25 |
| FL | RA | APPROVED | 2020-04-22 |
Branch Locations
6875 Cypress Cove Circle, Jupiter, FL 33458 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Insurance Services, Inc | Stuart | FL | 12/2004 | 03/2017 |
| Proctor, Crook & Crowder | Stuart | FL | 11/2000 | 03/2017 |
| 1St Global Capital Corp | Stuart | FL | 11/2000 | 03/2017 |
| 1St Global Advisors, Inc | Stuart | FL | 11/2000 | 03/2017 |
| Lpl Financial Llc | Stuart | FL | 03/2017 | 04/2020 |
| Level Four Advisory Services | Stuart | FL | 03/2017 | 04/2020 |
| Kovack Securities, Llc | Fort Lauderdale | FL | 04/2020 | Present |
| Kovack Advisors, Llc | Fort Lauderdale | FL | 04/2020 | Present |
1) TPC FINANCIAL - DBA; 6875 CYPRESS COVE CIRCLE, JUPITER, FL 33458; OWNER; INVESTMENT & FINANCIAL PLANNING; INVESTMENT RELATED; 100% of TIME SPENT 2) FLORIDA INSURANCE LICENSE; 6875 CYPRESS COVE CIRCLE, JUPITER, FL 33458; SOLE PROPRIETOR; INSURANCE AGENT; SELLING INSURANCE; NON-INVESTMENT RELATED; 10% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-01 |
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