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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| IL | RA | APPROVED | 2008-10-13 |
Branch Locations
Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States
Hinsdale, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Oakbrook Terrace | IL | 03/2008 | Present |
| City National Bank | Oakbrook Terrace | IL | 01/2017 | 01/2025 |
GRAND MASTER LEARNING;IMPLEMENT A PROGRAM TO DEVELOP CRITICAL AND STRATEGIC THINKING BEHAVIORS IN US SCHOOLS.;START DATE:12/11/13;PROJECTED END DATE:12/11/14;OTHER;DUTIES:INVESTOR ONLY;0 HOURS WILL BE DEVOTED TO THIS ACTIVITY PER WEEK/MONTH;0 HOURS DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS. CGROSZEK@GMAIL.COM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-22 |
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