Robert Emerson Friedman

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-01-06

CA RA
APPROVED

Since 2009-01-06

Branch Locations

Mission Viejo, CA • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wedbudsh Morgan Securities	La Jolla	CA	01/2009	Present

01/2009 → Present

Wedbudsh Morgan Securities

La Jolla, CA

Previous Registrations

2006-06-05 → 2008-12-31

First Wall Street Corp.

San Diego, CA

Mission Viejo, CA
1997-12-31 → 2006-06-06

Crowell, Weedon & Co.

Newport Beach, CA

Other Businesses

UNITEDHEALTHCARE; INVESTMENT RELATED; SANTA ANA, CA; MEDICARE INSURANCE; AGENT; START: 07/2017; APPROX 16 HOURS WEEKLY, NONE DURING BUSINESS HOURS; DUTIES: MEDICARE ADVANTAGE/SUPPLEMENT INSURANCE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-05-27

S63 Uniform Securities Agent State Law Examination

1994-05-27

Other Names

Robert Emerson Friedman

View on SEC IAPD