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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-04-25 |
| TX | RA | APPROVED | 2018-03-15 |
Branch Locations
200 Central Ave, Saint Petersburg, FL 33701 • United States
1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin/Templeton Distributors, Inc. | St. Petersburg | FL | 03/1994 | 03/2017 |
| Aspire Financial | Tampa | FL | 05/2017 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Petersburg | FL | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-17 |
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