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Ty Schommer

Arbor Capital Management Inc

Anchorage, AK

CRD 2488748

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Employer firm

Arbor Capital Management Inc CRD 111362

$372M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Arbor Capital Management Inc

510 L Street Ste 550, Anchorage, AK 99501 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-04-24
AK RA APPROVED 2013-02-19
TX RA APPROVED_RES 2013-02-15
  • WA RA
    APPROVED
    Since 2013-04-24
  • AK RA
    APPROVED
    Since 2013-02-19
  • TX RA
    APPROVED_RES
    Since 2013-02-15

Branch Locations

510 L Street Ste 550, Anchorage, AK 99501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arbor Capital Management, Inc Anchorage AK 02/2013 Present
Previous Registrations
  • 2008-01-01 → 2013-02-19
    Anchorage, AK
    Fairbanks, AK
    Fairbanks, AK
    Fairbanks, AK
    Anchorage, AK
  • 2006-10-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Anchorage, AK
    Fairbanks, AK
    St. Louis, MO
  • 1999-01-29 → 2006-05-30
    Morgan Stanley Dw Inc.
    Anchorage, AK
Other Businesses

TWISTER CREEK LLC; INVESTMENT RELATED; TALKEETNA, AK; CO- OWNER;BREWERY/RESTAURANT; START DATE 3/2009; 2 HRS MONTH NOT DURING TRADING HOURS. MUNICIPALITY OFANCHORAGE TRUST FUND BOARD OF TRUSTEES; ANCHORAGE, AK; TYPE OF BUSINESS: TRUST FUND MANAGEMENT; TITLE:TRUSTEE; DUTIES: OVERSEEING MOA TRUST FUND; 2 HOURS/MONTH, USUALLY NOT DURING TRADING HOURS. START: SEPTEMBER 2023; GREEN BUNNY LLC; PRIVATE REAL ESTATE INVESTMENTS; OWNER. 4 HOURS PER MONTH NOT DURING TRADING HOURS. Various charitable boards not conflicting with business activities but sometimes require travel and meetings during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-29
S63 Uniform Securities Agent State Law Examination 1994-07-06
  • S65 Uniform Investment Adviser Law Examination
    1998-09-29
  • S63 Uniform Securities Agent State Law Examination
    1994-07-06
Designations
  • Certified Financial Planner
Other Names
  • Ty Anthony Schommer

View on SEC IAPD

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