Thomas Alan Welch

Current Employers

Employment History

• 01/2010 → 02/2017
  City Securities Corporation
  Indianapolis, IN
• 02/2017 → Present
  Stifel, Nicolaus & Company, Incorporated
  Indianapolis, IN

Previous Registrations

• 2010-01-15 → 2017-02-28
  City Securities Corporation
  Indianapolis, IN
• 2009-11-13 → 2010-01-21
  Pnc Wealth Management Llc
  Indianapolis, IN
  Belleville, IL
• 2000-09-20 → 2009-11-13
  Natcity Investments, Inc.
  Zionsville, IN
  Indianapolis, IN
  Indianapolis, IN
  Belleville, IL

Other Businesses

1.FINRA; ONE FINANCIAL PLACE 440 SOUTH LA SALLE ST CHICAGO, IL 60605; ADR; ARBITRATOR; 8/1/1999; 0.0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS; INVESTMENT RELATED 2. NORTH UNITED METHODIST CHURCH; 3808 N. MERIDIAN STREET, INDIANAPOLIS, IN; RELIGIOUS ORGANIZATION; ENDOWMENT COMMITTEE; REVIEWS THE ISP AND MANAGED FUN ACCOUNT OF THE CHURCH AND RECOMMENDS AN ANNUAL DISTRIBUTION AMOUNT TO THE BOARD OF DIRECTORS; 1/1/2013 * 5.0 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED 3. FREELANCE SINGER; 8454 MESIC CT., INDPLS, IN 46278; VOCAL MUSICIAN; SINGER; NOV 2015; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-18
• S63 Uniform Securities Agent State Law Examination
  1994-06-15

Designations

Other Names

• Tom Welch
• Thomas A Welch