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6080 Center Drive Suite 600, Los Angeles, CA 90045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-10-09 |
Branch Locations
6080 Center Drive Suite 600, Los Angeles, CA 90045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 7Summit Advisors, Llc | Los Angeles | CA | 03/2014 | Present |
1. Guggenheim Investments, started March 2013, RIA Advisory Board Member, spend 1 hour per month, contribution to product development and risk management. 2. NFLPA, National Football League Player Association, Registered Player Financial Advisor, started December 2013, 8 hours per month, financial guidance to athletes for post-NFL years.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-15 |
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