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Michael David Morrison

Cetera Investment Advisers LLC

Plano, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc. Overland Park KS 03/1999 09/2016
Vsr Advisory Services Overland Park KS 08/2007 09/2016
Summit Brokerage Services, Inc. Plano TX 09/2016 09/2019
Summit Financial Group Inc Boca Raton FL 09/2016 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/1999 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 08/2007 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2016 → 09/2019
    Summit Brokerage Services, Inc.
    Plano, TX
  • 09/2016 → 05/2021
    Summit Financial Group Inc
    Boca Raton, FL
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-09-01 → 2021-05-20
    Summit Financial Group Inc
    Plano, TX
  • 2003-02-07 → 2016-09-01
    Vsr Financial Services, Inc.
    Dallas, TX
    Plano, TX
    Worden, IL
    Overland Park, KS
    Overland Park, KS
    Dallas, TX
  • 1999-06-08 → 2003-02-07
    The Masters, Inc.
    Plano, TX
Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2020; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-01
  • S63 Uniform Securities Agent State Law Examination
    1994-08-01

View on SEC IAPD

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