Sandra Michele Franklin

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → 04/2018
  Advisors Asset Management, Inc/Fixed Income Securities
  San Diego, CA
• 05/2018 → 12/2022
  Td Ameritrade
  San Diego, CA
• 12/2022 → Present
  Charles Schwab & Co., Inc.
  San Diego, CA
• 07/2026 → Present
  Schwab Wealth Advisory, Inc.
  San Diego, CA

Previous Registrations

• 2018-05-23 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  San Diego, CA
• 2018-05-23 → 2022-10-14
  Td Ameritrade, Inc.
  San Diego, CA
  San Diego, CA
  Lone Tree, CO
  Westlake, TX
• 2008-06-06 → 2018-04-12
  Advisors Asset Management, Inc.
  Berkeley Heights, NJ
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

LSU Alumni San Diego Chapter|Investment Related:No|4876 Mt. Royal Ave ;San Diego;California;92117;USA|Nonprofit Charitable Organizations|Board Member|2018-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|participate in Board of Directors meetings

Exams

• S66 Uniform Combined State Law Examination
  2008-06-05
• S63 Uniform Securities Agent State Law Examination
  1994-08-02

Other Names

• Sandra Shefsky