Larry Patrick Roberts

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 09/2016
  American Express Financial Advisors
  Los Angeles, CA
• 07/2002 → 09/2016
  Ids Life Insurance Company
  Los Angeles, CA
• 09/2016 → 01/2024
  Woodbury Financial Services Inc
  Los Angeles, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Los Angeles, CA

Previous Registrations

• 2016-09-12 → 2024-01-19
  Woodbury Financial Services, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Costa Mesa, CA
• 2002-09-02 → 2016-09-13
  Ameriprise Financial Services, Llc
  Los Angeles, CA
  Long Beach, CA
  Newport Beach, CA
  Los Angeles, CA

Other Businesses

1. LAJD INVESTMENTS - S CORP POSITION: Owner/President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 08/06/2020 ADDRESS: 3219 Overland Avenue #6187, Los Angeles CA 90034, United States DESCRIPTION: I am not an independent RIA. However,my statuswith the firm isas a financial professional representative. I provide full service financial planning which includes; retirement planning,tax planning, estate planning, protection planning(life insurance, disability and long term care), investment planning (brokerage and managed accounts, stocks, ETFs, bonds, mutual funds, real estate, etc). 2. LARRY ROBERTS - REAL ESTATE POSITION: Owner NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2021 ADDRESS: 3219 Overland Ave #6187, Los Angeles CA 90034, United States DESCRIPTION: I am not currently involved purchasing or selling real estate. If I do start any real estate activity, I would limit it to buying, rehabbing and reselling for a profit.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-31
• S63 Uniform Securities Agent State Law Examination
  1995-04-21

Designations

• Certified Financial Planner

Other Names

• Larry Roberts