David Barry Steiner

Current Employers

Employment History

• 10/2016 → 05/2024
  Cetera Advisors Llc
  Denver, CO
• 01/2007 → Present
  Zebulon Tax Advisory Llc
  Springfield, MO
• 01/2014 → Present
  Union County College
  Cranford, NJ
• 01/2019 → Present
  Purple Dog Investments, Llc
  Springfield, NJ
• 03/2024 → 05/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2002 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA

Previous Registrations

• 2019-04-25 → 2024-12-31
  Purple Dog Investments Llc
  Springfield, NJ
• 2024-03-18 → 2024-05-06
  Cetera Investment Advisers Llc
  Springfield, NJ
• 2016-10-03 → 2024-04-05
  Cetera Advisors Llc
  Springfield, NJ
• 2019-04-25 → 2023-12-31
  Purple Dog Investments Llc
  Springfield, NJ
• 2005-01-24 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Galion, OH
  Berkley Heights, NJ
  Greenville, SC
  Springfield, NJ
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES, & LONG TERM CARE. 2. NAME OF OTHER BUSINESS: ZEBULON TAX ADVISORY LLC. INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX PRACTICE, START DATE: 2007, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF TRADING HOURS PER WEEK: 10, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION. 3. NAME OF OTHER BUSINESS: UNION COUNTY COLLEGE. INVESTMENT RELATED: NO, ADDRESS: 1033 SPRINGFIELD AVE. CRANFORD NJ 07016, NATURE OF BUSINESS: COLLEGE, START DATE: 2014, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: ADJUNCT COLLEGE PROFESSOR, BRIEF DESCRIPTION OF DUTIES: TACH ECON, FINANCE, STATE, & MATH. 4. NAME OF OTHER BUSINESS: PURPLE DOG INVESTMENTS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: PRINCIPAL / ADVISORY REPRESENTATIVE; START DATE: 07/2019; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: THIRD PARTY MONEY MANAGEMENT; 5. NAME OF OTHER BUSINESS: BECCHI FOR CONGRESS 2020 INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CONGRESS ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: VIEW AND REVIEW EXPENDITURES OF CAMPAIGN ; 6. NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: REAL ESTATE DEVELOPER ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: REPAIRING REAL ESTATE TO SELL FOR PROFIT ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-16
• S63 Uniform Securities Agent State Law Examination
  1994-07-22