John Christopher Little

Current Employers

Employment History

• 09/2018 → 09/2023
  Sagepoint Financial, Inc.
  Lagrange, KY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Lagrange, KY
• 01/2006 → 08/2018
  Next Financial Group Inc
  Lagrange, KY

Previous Registrations

• 2018-09-06 → 2023-09-01
  Osaic Services, Inc.
  Lagrange, KY
  Lagrange, KY
  Brodhead, KY
• 2006-01-25 → 2018-09-04
  Next Financial Group, Inc.
  Lagrange, KY
  Lagrange, KY
• 1999-01-13 → 2006-01-30
  Waddell & Reed
  Louisville, KY

Other Businesses

1) BLUEGRASS WEALTH MANAGEMENT LLC POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/25/2006 ADDRESS: 1241 Shadow Brook Rd, Lagrange KY 40031 DESCRIPTION: Offer securities and investment advisory services 2) JOHN CHRISTOPHER LITTLE POSITION: Agent NATURE: Insurance: fixed annuities, long term care, disability, medicare suppliment, life, and health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/09/1994 ADDRESS: 1241 Shadow Brook Rd, LaGrange KY 40031 DESCRIPTION: I market insurance products to my clients on and as needed basis 3) JOHN C LITTLE POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/1994 ADDRESS: 1241 Shadow Brook Rd, La Grange KY 40031, United States DESCRIPTION: I market and service various insurance products. 4) BLUEGRASS WEALTH MANAGEMENT LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/1994 ADDRESS: 1241 Shadow Brook Rd, LaGrange KY 40031, United States DESCRIPTION: I market and service various insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-05
• S63 Uniform Securities Agent State Law Examination
  1994-05-31

Other Names

• John C Little