Pei Ney Ooi

Current Employers

Employment History

• 08/2001 → Present
  World Financial Group, Inc.
  Pleasanton, CA
• 01/2001 → Present
  Penney Enterprise, Inc
  Pleasanton, CA
• 07/2010 → 12/2021
  Giving Merchant, Llc
  Woodland Hills, CA
• 07/2010 → 12/2021
  Global Merchant Innovations, Llc
  Woodland Hills, CA
• 03/2010 → Present
  Investment Property - 2Nd Home
  Pleasanton, CA
• 01/2012 → Present
  Transamerica Financial Advisors, Llc
  Pleasanton, CA
• 11/2019 → 07/2022
  Associate Owners Group (Aog)
  Saint George, UT
• 01/2022 → 11/2025
  Clearwater Healthcare Benefits
  Austin, TX
• 05/2020 → Present
  Dream Builder Financial Services
  Pleasanton, CA

Previous Registrations

• 2008-02-22 → 2012-01-06
  Investment Advisors International, Inc.
  Pleasanton, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc., Dream Builder Financial Services is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. Investment Property- 2nd Home / 0310 TO PRESENT/ INVESTMENT RELATED: NO /2881 WHITNEY DR. PLEASANTON, CA 94566/ CO-OWNER OF THE PROPERTY/ 2ND HOME FOR MY MOM TO LIVE IN / hrs work monthly: 1 /Sec trading hrs: 0 / duties: CO-OWNER Penney Enterprise, Inc; Santa Clara, CA since 1/2001; owner; pass through company for WFG and 10% of time devoted to OBA and 5% during trading hours; not investment related. Dream Builder Financial Services | yest investment related | 5/1/2020 | 6700 Koll Center Pkwy, STE 160-P, Pleasanton, CA 94566 | Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-07
• S63 Uniform Securities Agent State Law Examination
  1994-06-21

Other Names

• Penney Pei-Ney Ooi