Ulrike Ann Lyon

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-10
FL	RA	APPROVED	2000-10-01

TX RA
APPROVED_RES

Since 2019-04-10
FL RA
APPROVED

Since 2000-10-01

Branch Locations

460 State Road 13, Jacksonville, FL 32259 • United States

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Jacksonville	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Jacksonville	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Jacksonville, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Jacksonville, FL

Other Businesses

JEWISH MESSIANIC CONGREGATION OF JACKSONVILLE; INV RELATED;JACKSONVILLE,FL; TREASURER; START DATE: 08/17/2025; 10 HRS PER MONTH; 10 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-09
S63	Uniform Securities Agent State Law Examination	1998-08-06

S66 Uniform Combined State Law Examination

2005-12-09
S63 Uniform Securities Agent State Law Examination

1998-08-06

Other Names

Ann Lyon

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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