Len Robert Clapp

Employer firm

Equity Services, Inc. CRD 265

$2.78B regulatory AUM 410 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-08-26

MI RA
APPROVED

Since 2010-08-26

Branch Locations

Northville, MI • United States

1 N. Franklin St Ste 3450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equity Services, Inc	Montpelier	VT	03/2003	Present

03/2003 → Present

Equity Services, Inc

Montpelier, VT

Other Businesses

*LEN CLAPP. 38029 W MEADOWHILL DRIVE NORTHVILLE M. INV REL. INSURANCE SALES. AGENT. 5/1994 TO PRESENT. AGENT/BROKER FOR SEVERAL COMPANIES TO SELL LIFE, DISABILITY, HEALTH, LTC, MEDICARE SUPPLEMENTAL INSURANCE. DURING TRADE HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-16
S63	Uniform Securities Agent State Law Examination	1994-05-16

S65 Uniform Investment Adviser Law Examination

2010-07-16
S63 Uniform Securities Agent State Law Examination

1994-05-16

View on SEC IAPD