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Richard Paul Miller

Osaic Wealth, Inc.

Rockledge, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2024-06-14

Branch Locations

182 Barton Blvd, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 12/2006 02/2019
Questar Asset Management Minneapolis MN 09/2007 02/2019
Securities America, Inc. Rockledge FL 02/2019 06/2024
Securities America Advisors Rockledge FL 02/2019 06/2024
Osaic Wealth, Inc. Rockledge FL 06/2024 Present
Osaic Wealth, Inc. Rockledge FL 06/2024 Present
  • 12/2006 → 02/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2007 → 02/2019
    Questar Asset Management
    Minneapolis, MN
  • 02/2019 → 06/2024
    Securities America, Inc.
    Rockledge, FL
  • 02/2019 → 06/2024
    Securities America Advisors
    Rockledge, FL
  • 06/2024 → Present
    Rockledge, FL
  • 06/2024 → Present
    Rockledge, FL
Previous Registrations
  • 2019-02-15 → 2024-06-14
    Securities America Advisors, Inc.
    Rockledge, FL
  • 2007-09-18 → 2019-02-08
    Questar Asset Management, Inc.
    Minneapolis, MN
    Rockledge, FL
  • 2004-01-21 → 2006-07-24
    Usallianz Securities, Inc.
    Rockledge, FL
    Melbourne, FL
    Rockledge, FL
  • 2000-02-01 → 2004-01-12
    Msi Financial Services, Inc.
    Rockledge, FL
Other Businesses

1. Miller and Hurt Wealth Advisors Position: Insurance Sales Nature: Insurance sales Investment Related: No Hours: 6 Securities Trading Hours: 6 Start Date: 02/15/2019 Address: 182 Barton Blvd, Rockledge FL 32955 2. Brevard Fidelity LLC Position: officer/owner Nature: Corporate Officer Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 04/01/2007 Address: 182 Barton Blvd, Rockledge FL 32955 3. MILLER & HURT WEALTH ADVISORS - DBA 4. WILLIAM AND DOLORES MILLER REVOCABLE TRUST POSITION: Trustee NATURE: I serve as a trustee of my parent's revocable living trust without compensation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/23/2020 ADDRESS: 2129 W NEW HAVEN AVE, APT 132, WEST MELBOURNE FL 32904 DESCRIPTION: Administration of trust assets for my parents. 5. BREVARD SCHOOLS FOUNDATION POSITION: Board Chairman NATURE: Non-profit, unpaid board membership INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2015 ADDRESS: 2700 Judge Fran Jamieson Way, Viera FL 32940, United States DESCRIPTION: Organizational governance and fund raising.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-20
S63 Uniform Securities Agent State Law Examination 1996-07-15
  • S65 Uniform Investment Adviser Law Examination
    2003-06-20
  • S63 Uniform Securities Agent State Law Examination
    1996-07-15
Designations

View on SEC IAPD

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