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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Inc. | Boston | MA | 02/2006 | 09/2021 |
| Finalis Securities Llc | New York | NY | 04/2023 | 05/2025 |
| Unemployed | Hingham | MA | 10/2021 | 06/2022 |
| Acrisure | Jupiter | FL | 07/2022 | 02/2023 |
| Cb Capital Advisory | Palm Beach Gardens | FL | 04/2023 | 05/2025 |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 06/2025 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 06/2025 | Present |
| Unemployed | Jupiter | FL | 03/2023 | 03/2023 |
| Cb Capital Advisory | Hingham | MA | 04/2023 | Present |
Entity Name: CB Capital Advisory Investment related: No Address: www.cbcapitaladvisory.com Nature of the other business: Consulting Service Position/Title/Relationship: Employee/Contractor Start Date: 04/03/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: CB Capital Advisory provides private capital solutions to lower middle market companies. I consulted for this company from April 2023-May 2025 and have no further responsibilities to the company nor serve in any capacity. However, I am still slated to receive success fees from future deal closings based upon my work in the date range referenced above.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-22 |
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