Luis Prieto

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Raymond James Financial Services, Inc.
  Miami, FL
• 04/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Miami, FL
• 03/2016 → Present
  Prietocruz Advisors Llc
  Miami, FL

Previous Registrations

• 2005-10-07 → 2016-03-11
  Wells Fargo Clearing Services, Llc
  Key Biscayne, FL
  Key Biscayne, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Coral Gables, FL
  Miami, FL
• 2004-10-29 → 2005-09-26
  Citicorp Investment Services
  Key Biscayne, FL

Other Businesses

(1)Name of Business: Alden Trace 2452 LLC Address: 2425 SW 27 Ave, #703, Miami, FL, 33145, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 11/20/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchased a home in Jacksonville FL for son. (2)Name of Business: PrietoCruz Advisors LLC Address: 2700 SW 3rd Ave Ste 2B, Miami, FL, 33129, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/04/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-25
• S63 Uniform Securities Agent State Law Examination
  1995-04-17

Other Names

• Luis Jr Prieto