Yvonne Warda Thomas

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-18

CA RA
APPROVED

Since 2021-08-18

Branch Locations

1801 El Camino Real, Burlingame, CA 94010 • United States

660 Woodside Road, Redwood City, CA 94061 • United States

70 West Hamilton Avenue, Campbell, CA 95008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	08/2009	08/2021
Bbva Wealth Solutions Inc.	Redwood City	CA	10/2010	08/2021
Bbva Securities Inc.	Redwood City	CA	05/2013	08/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	08/2009	08/2021
Pnc Investments	Redwood City	CA	08/2021	Present

08/2009 → 08/2021

Compass Bank

Birmingham, AL
10/2010 → 08/2021

Bbva Wealth Solutions Inc.

Redwood City, CA
05/2013 → 08/2021

Bbva Securities Inc.

Redwood City, CA
08/2009 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
08/2021 → Present

Pnc Investments

Redwood City, CA

Previous Registrations

2010-10-15 → 2021-08-17

Pnc Managed Account Solutions, Inc.

Houston, TX

Houston, TX

Redwood City, CA
2010-07-15 → 2010-10-15

St Johns Wealth Management

Redwood City, CA
2008-09-29 → 2009-12-23

Cetera Investment Services Llc

Redwood City, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-15
S63	Uniform Securities Agent State Law Examination	1994-06-15

S66 Uniform Combined State Law Examination

2008-08-15
S63 Uniform Securities Agent State Law Examination

1994-06-15

Other Names

Yvonne Warda Thomas

View on SEC IAPD