Best Investors Account Sign in

Anna Mae Kohlem

Morgan Stanley

New Richmond, OH

Cincinnati, OH

CRD 2487438

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-22
OH RA APPROVED 2015-10-20
  • TX RA
    APPROVED_RES
    Since 2016-08-22
  • OH RA
    APPROVED
    Since 2015-10-20

Branch Locations

New Richmond, OH • United States

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Cincinnati OH 12/2015 Present
  • 12/2015 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-10-11
  • S63 Uniform Securities Agent State Law Examination
    2000-10-11
Other Names
  • Anna Mae Moore
  • Anna Mae Moore

View on SEC IAPD

More in New Richmond, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor