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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-12-02
  • FL RA
    APPROVED
    Since 2011-12-02

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Tampa FL 06/2011 Present
Raymond James Trust Company St Petersburg FL 06/2011 Present
  • 06/2011 → Present
    Raymond James
    Tampa, FL
  • 06/2011 → Present
    Raymond James Trust Company
    St Petersburg, FL
Previous Registrations
  • 2009-12-15 → 2011-06-13
    Morgan Keegan & Company, Llc
    Tampa, FL
    Memphis, TN
  • 2007-06-11 → 2009-03-05
    Banc Of America Investment Services, Inc.
    Tampa, FL
    Tmpa, FL
    Boston, MA
    Glen Rock, NJ
    Hackensack, NJ
    Tampa, FL
Other Businesses

(1) Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 05/31/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Providing a short term (bridge loan) to Colour Homes LLC. (2) Name of Business: Florida Bankers Association Address: 161 Biscayne avenue, Tampa, FL, 33606, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Subcommittee Member, Other Investment Related: No Start Date: 12/31/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Trust and Wealth Management Executive Committee, a division of the FBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-10
S63 Uniform Securities Agent State Law Examination 1994-06-08
  • S66 Uniform Combined State Law Examination
    2007-06-10
  • S63 Uniform Securities Agent State Law Examination
    1994-06-08
Other Names
  • Joe Weaver

View on SEC IAPD

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