Tracy Clark

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-07
AZ	RA	APPROVED	2026-03-26
CA	RA	APPROVED	2025-09-17
NC	RA	APPROVED	2023-08-07
WV	RA	APPROVED	2022-07-08
FL	RA	APPROVED	2022-02-16
DC	RA	APPROVED	2018-05-02
PA	RA	APPROVED	2018-04-27
DE	RA	APPROVED	2018-04-26
VA	RA	APPROVED	2018-04-26
MD	RA	APPROVED	2018-04-23

TX RA
APPROVED

Since 2026-05-07
AZ RA
APPROVED

Since 2026-03-26
CA RA
APPROVED

Since 2025-09-17
NC RA
APPROVED

Since 2023-08-07
WV RA
APPROVED

Since 2022-07-08
FL RA
APPROVED

Since 2022-02-16
DC RA
APPROVED

Since 2018-05-02
PA RA
APPROVED

Since 2018-04-27
DE RA
APPROVED

Since 2018-04-26
VA RA
APPROVED

Since 2018-04-26
MD RA
APPROVED

Since 2018-04-23

Branch Locations

1201 Winterson Road Suite 130, Linthicum Heights, MD 21090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Investing, Llc	Potomac	MD	02/2016	04/2018
Capital One Advisors, Llc	Potomac	MD	02/2016	04/2018
Valic Financial Advisors, Inc.	Linthicum	MD	04/2018	Present
Agia	Houston	TX	12/2022	Present

02/2016 → 04/2018

Capital One Investing, Llc

Potomac, MD
02/2016 → 04/2018

Capital One Advisors, Llc

Potomac, MD
04/2018 → Present

Valic Financial Advisors, Inc.

Linthicum, MD
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2016-02-05 → 2018-04-23

Capital One Advisors, Llc

Potomac, MD

Mclean, VA
2013-10-04 → 2016-02-02

Raymond James Financial Services Advisors, Inc

Rockville, MD
2012-06-13 → 2013-10-03

Ameriprise Financial Services, Llc

Bethesda, MD

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-12
S63	Uniform Securities Agent State Law Examination	1994-07-12

S66 Uniform Combined State Law Examination

2012-06-12
S63 Uniform Securities Agent State Law Examination

1994-07-12

Designations

Certified Financial Planner

Other Names

Tracy Lee Tripp
Tracy Lee Clark

View on SEC IAPD