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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
AZ RA APPROVED 2026-03-26
CA RA APPROVED 2025-09-17
NC RA APPROVED 2023-08-07
WV RA APPROVED 2022-07-08
FL RA APPROVED 2022-02-16
DC RA APPROVED 2018-05-02
PA RA APPROVED 2018-04-27
DE RA APPROVED 2018-04-26
VA RA APPROVED 2018-04-26
MD RA APPROVED 2018-04-23
  • TX RA
    APPROVED
    Since 2026-05-07
  • AZ RA
    APPROVED
    Since 2026-03-26
  • CA RA
    APPROVED
    Since 2025-09-17
  • NC RA
    APPROVED
    Since 2023-08-07
  • WV RA
    APPROVED
    Since 2022-07-08
  • FL RA
    APPROVED
    Since 2022-02-16
  • DC RA
    APPROVED
    Since 2018-05-02
  • PA RA
    APPROVED
    Since 2018-04-27
  • DE RA
    APPROVED
    Since 2018-04-26
  • VA RA
    APPROVED
    Since 2018-04-26
  • MD RA
    APPROVED
    Since 2018-04-23

Branch Locations

1201 Winterson Road Suite 130, Linthicum Heights, MD 21090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Potomac MD 02/2016 04/2018
Capital One Advisors, Llc Potomac MD 02/2016 04/2018
Valic Financial Advisors, Inc. Linthicum MD 04/2018 Present
Agia Houston TX 12/2022 Present
  • 02/2016 → 04/2018
    Capital One Investing, Llc
    Potomac, MD
  • 02/2016 → 04/2018
    Capital One Advisors, Llc
    Potomac, MD
  • 04/2018 → Present
    Linthicum, MD
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-12
S63 Uniform Securities Agent State Law Examination 1994-07-12
  • S66 Uniform Combined State Law Examination
    2012-06-12
  • S63 Uniform Securities Agent State Law Examination
    1994-07-12
Designations
Other Names
  • Tracy Lee Tripp
  • Tracy Lee Clark

View on SEC IAPD

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