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Michael Paul Cortina

Cortina Capital, LLC

Fallbrook, CA

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Current Employers
Cortina Capital, Llc

Fallbrook, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-07-12
  • CA RA
    APPROVED
    Since 2018-07-12

Branch Locations

Fallbrook, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucsd La Jolla CA 10/2012 10/2016
Cortina Capital Llc Fallbrook CA 10/2016 Present
Previous Registrations
  • 2011-11-02 → 2012-09-06
    Fisher Investments
    Camas, WA
    Plano, TX
  • 2009-10-06 → 2011-09-02
    Td Ameritrade, Inc.
    Carlsbad, CA
  • 2009-10-06 → 2011-09-02
    Td Ameritrade Investment Management, Llc
    Carlsbad, CA
  • 2007-09-25 → 2007-10-22
    Citigroup Global Markets Inc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-21
S66 Uniform Combined State Law Examination 2007-07-21
  • S65 Uniform Investment Adviser Law Examination
    2018-04-21
  • S66 Uniform Combined State Law Examination
    2007-07-21

View on SEC IAPD

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