Teresa R Holzwarth

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 04/2021
  Lincoln Financial Securities Corporation
  Wilmington, NC
• 05/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 05/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2012-01-31 → 2021-05-28
  Osaic Fs, Inc.
  Virginia Beach, VA
  Wilmington, NC

Other Businesses

1) ROGERS AND HOLZWARTH ASSOCIATES, 301 PIERPOINT DR, WILMINGTON, NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/93, INV REL, VICE PRESIDENT, 15 HR/WK- 15/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 05/27/21- IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-08

Designations

• Certified Financial Planner

Other Names

• Teresa Kay Hawkins
• Teresa Rogers Hawkins