Joseph Paul Quinlan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2003 → Present
  Bank Of America, Na
  New York, NY

Other Businesses

John Wiley: presently under contract to write book about Gender Lens Investing-release date September 2016; co-author; for profit. Short term project German Marshal Fund-non-resident, non-paid Fellow at the German Marshal Fund in Washington DC. Activities: participate in 2-3 economic conferences a year in Washington, as a participant or speaker. Topic: global economic economics and finance. No written materials. Not much contact on day-to-day basis; start date: June 2003-Present Johns Hopkins University-non-resident, non-paid Fellow at Center for Transatlantic Relations; participate in 2-3 economic conferences per year in Washington, as a participant or speaker. Topic: global economics, transatlantic finance. Some written work on US-EU economic relations. Start date: October 2002-Present I*469920 For profit or not for profit: Name of outside business organization: Fordham University Investment related: N Address of business: New York, New York, 10458 Nature of business: ["School, College or University"] Position, title, association: ["Employee"], Start date of relationship: 9/3/2012 Number of hours devoted: 30 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , University I*90796 For profit or not for profit: Non-Profit Organization Name of outside business organization: Fordham University Investment related: N Address of business: Bronx, New York, New York 10458 Nature of business: Other,Univesity Position, title, association: Part-Time, Start date of relationship: 9/3/2012 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: adjunct professor I*81734 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOHN WILEY & SONS INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOBOKEN, NEW JERSEY 7030 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, WRITING A BOOK START DATE OF RELATIONSHIP: 6/1/2015 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOOK PUBLISHER--WRITING A BOOK

Exams

• S66 Uniform Combined State Law Examination
  2017-07-31
• S63 Uniform Securities Agent State Law Examination
  1997-08-14

Other Names

• Joe Quinlan