Tara T Walters

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 08/2009 → Present
  Bank Of America, N.A.
  Dallas, TX

Other Businesses

I*126779 For profit or not for profit: For-Profit Organization Name of outside business organization: Esto Dux GP, LLC Investment related: Y Address of business: Dallas, Texas 75244 Position, title, association: Officer, Start date of relationship: 9/6/2019 Number of hours devoted: 2 hours Annually Number of hours devoted during trading hours: 0 Duties: Entity was created with the state of Texas on 9.6.2019. Funding/commencement of entity anticipated on 9.25.2019 I*126780 For profit or not for profit: For-Profit Organization Name of outside business organization: Esto Dux, LP Investment related: N Address of business: Dallas, Texas 75244 Position, title, association: Limited Partner, Start date of relationship: 9/6/2019 Number of hours devoted: 2 hours Annually Number of hours devoted during trading hours: 0 Duties: Entity was activated with the sate on 9.6.2019. Funding/commencement is anticipated to begin on 9.25.2019 I*4905267 Entity Type: Name of OBA: Craftsman Capital Partners V, LLC Address: Dallas, Texas, 75225 Investment Related: No Position, Title, Association: Employee Start Date: 08/01/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: This entity is a holding company for my husband's business which invests in private businesses. None - this is my husband's business.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-19

Other Names

• Tara A Tamasy