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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-04-22
  • NJ RA
    APPROVED
    Since 2019-04-22

Branch Locations

Belford, NJ • United States

2015 Route 27 Ste 201, Edison, NJ 08817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Edison NJ 04/1993 Present
Pfs Investments Inc. Edison NJ 03/1994 Present
Nicole J. Mccarthy Advisory Services Belford NJ 05/2024 Present
  • 04/1993 → Present
    Primerica Financial Services
    Edison, NJ
  • 03/1994 → Present
    Edison, NJ
  • 05/2024 → Present
    Nicole J. Mccarthy Advisory Services
    Belford, NJ
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. - NJM Closing Inc, - self-employed/owner- Staten Island, New York - start date 06/2015 to present.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-21
S63 Uniform Securities Agent State Law Examination 1994-07-27
  • S65 Uniform Investment Adviser Law Examination
    2019-03-21
  • S63 Uniform Securities Agent State Law Examination
    1994-07-27

View on SEC IAPD

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