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Noemi Lopez Ortega

Advisory Solutions Group

Plymouth, MN

Bakersfield, CA

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Current Employers
Advisory Solutions Group

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • CA RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Bakersfield, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Capital Company Tucson AZ 11/2007 04/2026
Advisory Solutions Group Bakersfield CA 05/2026 Present
Previous Registrations
  • 2007-12-04 → 2026-05-22
    Union Capital Company
    Tucson, AZ
    Bakersfield, CA
    Tucson, AZ
    Tucson, AZ
    Bakersfield, CA
    Bakersfield, CA
  • 2006-08-16 → 2007-12-06
    Lpl Financial Llc
    Frazier Park, CA
    Newport Beach, CA
  • 2006-06-12 → 2006-08-11
    Wamu Investments, Inc.
    Sun Valley, CA
    Mission Hills, CA
    Sun Valley, CA
    Sylmar, CA
  • 2004-05-25 → 2006-06-22
    Valic Financial Advisors, Inc.
    Glendale, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-24
S63 Uniform Securities Agent State Law Examination 1994-06-24
  • S65 Uniform Investment Adviser Law Examination
    2004-05-24
  • S63 Uniform Securities Agent State Law Examination
    1994-06-24

View on SEC IAPD

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