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Trish Scott

Ubs Financial Services Inc.

Sparks, NV

Reno, NV

Nashville, TN

CRD 2486391

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-24
CA RA APPROVED 2025-12-18
NJ RA APPROVED 2025-12-10
NV RA APPROVED 2025-12-08
TX RA APPROVED_RES 2025-12-04
  • TN RA
    APPROVED
    Since 2026-08-24
  • CA RA
    APPROVED
    Since 2025-12-18
  • NJ RA
    APPROVED
    Since 2025-12-10
  • NV RA
    APPROVED
    Since 2025-12-08
  • TX RA
    APPROVED_RES
    Since 2025-12-04

Branch Locations

Sparks, NV • United States

6900 S. Mccarran Blvd., Reno, NV 89509 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Reno NV 11/2025 Present
Ubs Financial Services Inc. Reno NV 04/2012 06/2024
Pye-Barker Fire & Safety Sparks NV 06/2024 11/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-27
  • S66 Uniform Combined State Law Examination
    1999-08-27
Other Names
  • Trish Marie Karsten
  • Trish Marie Scott
  • Trish Marie Scott

View on SEC IAPD

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