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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
MI RA APPROVED 2010-05-20
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • MI RA
    APPROVED
    Since 2010-05-20

Branch Locations

2430 East Hill Road, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Farmington Hills MI 04/1994 Present
Morgan Stanley Smith Barney Grand Blanc MI 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-13
S63 Uniform Securities Agent State Law Examination 1995-06-02
  • S65 Uniform Investment Adviser Law Examination
    1998-07-13
  • S63 Uniform Securities Agent State Law Examination
    1995-06-02

View on SEC IAPD

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