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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Lubbock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Lubbock TX 04/1994 09/2025
Avantax Advisory Services Lubbock TX 07/1998 09/2025
Ketchersid, Cpa, Pc Lubbock TX 11/2019 Present
Klmh, Llc - Hale County Series Lubbock TX 07/2019 Present
Ketchersid Professional Services Llc Lubbock TX 11/2019 Present
Bsgm, Llp Lubbock TX 11/2019 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Lubbock TX 06/1999 09/2025
Cetera Wealth Services, Llc Lubbock TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/1994 → 09/2025
    Avantax Investment Services, Inc.
    Lubbock, TX
  • 07/1998 → 09/2025
    Avantax Advisory Services
    Lubbock, TX
  • 11/2019 → Present
    Ketchersid, Cpa, Pc
    Lubbock, TX
  • 07/2019 → Present
    Klmh, Llc - Hale County Series
    Lubbock, TX
  • 11/2019 → Present
    Ketchersid Professional Services Llc
    Lubbock, TX
  • 11/2019 → Present
    Bsgm, Llp
    Lubbock, TX
  • 06/1999 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Lubbock, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lubbock, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1989-07-13 → 2025-09-05
    Avantax Advisory Services
    Lubbock, TX
    Lubbock, TX
    Lubbock, TX
    Lubbock, TX
Other Businesses

1) KLMH, LLC~'NIR'~5325 20th Street~Lubbock~TX~79407~Rental Property Owner/Management Owner/Sole Proprietor~10/4/2017~2hrs~0hrs~Oversight of Rental 2) Ketchersid, CPA, PC~'NIR'~2539 74th Street~Lubbock~TX~79423~Tax Preparation/Accounting Tax Preparation/Accounting~3/11/1992~175hrs~175hrs~Tax Preparation, Bookkeeping, etc. 3) KLMH, LLC - Hale County Series~'NIR'~5325 20th Street~Lubbock~TX~79407~Other~Owner~7/16/2019~10hrs~0hrs~Owner of Farm| 4) KETCHERSID PROFESSIONAL SERVICES LLC POSITION: Member NATURE: Professional Education Instructional Services- Provided by Dana Ketchersid (Spouse) for Ropes ISD, Bobby Ketchersid Contract accounting and tax services for CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 11/01/2019 ADDRESS: 5325 20th Street, Lubbock TX 79407, United States DESCRIPTION: Management 5) HUB CITY CHURCH OF CHRIST POSITION: Elder, member NATURE: Spiritual leadership. Promoting the word of God in community. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 3845 50th Steet, Lubbock TX 79413, United States DESCRIPTION: Promoting the word of God and spiritual needs of our church members when opportunity arise. 6) BSGM, LLP POSITION: Contract - CPA Tax Services NATURE: Tax preparation, CPA contract services. INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 115 START DATE: 11/01/2019 ADDRESS: 8215 Nashville Ave, Lubbock TX 79423, United States DESCRIPTION: I have sold my CPA tax clients to BSGM LLP and I am in the process of transitioning to retirement. I still have my Ketchersid CPA, PC firm, therefore my company Ketchersid CPA, PC works as service entity as a contract services firm. I am still an employee of Ketchersid CPA PC and have no ownership in BSGM, LLP

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-10
  • S63 Uniform Securities Agent State Law Examination
    1994-06-10

View on SEC IAPD

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