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Harold Duke Hunt

Osaic Wealth, Inc.

Arnold, MD

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
CO RA APPROVED 2024-06-14
MD RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14
  • CO RA
    APPROVED
    Since 2024-06-14
  • MD RA
    APPROVED
    Since 2024-06-14

Branch Locations

1298 Bay Dale Drive Ste 201, Arnold, MD 21012 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cantella And Co., Inc Boston MA 09/2012 10/2022
Securities America Inc. Arnold MD 10/2022 06/2024
Securities America Advisors Arnold MD 10/2022 06/2024
Osaic Wealth, Inc. Arnold MD 06/2024 Present
Osaic Wealth, Inc. Arnold MD 06/2024 Present
  • 09/2012 → 10/2022
    Cantella And Co., Inc
    Boston, MA
  • 10/2022 → 06/2024
    Securities America Inc.
    Arnold, MD
  • 10/2022 → 06/2024
    Securities America Advisors
    Arnold, MD
  • 06/2024 → Present
    Arnold, MD
  • 06/2024 → Present
    Arnold, MD
Previous Registrations
  • 2022-10-25 → 2024-06-14
    Securities America Advisors, Inc.
    Arnold, MD
  • 2012-09-28 → 2022-10-26
    Cantella & Co., Inc.
    Annapolis, MD
    Malden, MA
    Annapolis, MD
    Malden, MA
  • 2009-02-23 → 2012-08-03
    Annapolis, MD
    Columbia, MD
    Annapolis, MD
    Annapolis, MD
    Columbia, MD
  • 2003-03-02 → 2009-02-23
    Glen Burnie, MD
    Durham, NC
    Linthicum Heights, MD
  • 2002-01-22 → 2003-05-06
    Morgan Stanley Dw Inc.
    Annapolis, MD
Other Businesses

***Insurance Sales Position: sales rep Nature: Insurance Sales Investment Related: Yes Hours: 5Securities Trading Hours: 5Start Date: 09/01/2012 Address: 1261 Mount Pleasant Drive, Annapolis MD 21409 Description: Insurance sales to clients as needed ***Advisory sales Position: Financial Advisor Nature: Advisory investment sales Investment Related: Yes Hours: 80Securities Trading Hours: 80Start Date: 10/31/2022 Address: 1298 Bay Dale Drive, 201, Arnold MD 21012 Description: Fee based investment advisory sales through SAA ***DBA - Delmarva Financial Group ***ANNE ARUNDEL COMMUNITY COLLEGE ADJUNCT PROFESSOR POSITION: Adjunct Professor NATURE: Part time teaching at Anne Arundel Community College. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 08/29/2023 ADDRESS: 101 College Parkway, Arnold MD 21012 DESCRIPTION: Teaching college courses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-27
S63 Uniform Securities Agent State Law Examination 1994-06-15
  • S65 Uniform Investment Adviser Law Examination
    2001-10-27
  • S63 Uniform Securities Agent State Law Examination
    1994-06-15
Designations
Other Names
  • Duke Hunt

View on SEC IAPD

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