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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| CO | RA | APPROVED | 2024-06-14 |
| MD | RA | APPROVED | 2024-06-14 |
Branch Locations
1298 Bay Dale Drive Ste 201, Arnold, MD 21012 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella And Co., Inc | Boston | MA | 09/2012 | 10/2022 |
| Securities America Inc. | Arnold | MD | 10/2022 | 06/2024 |
| Securities America Advisors | Arnold | MD | 10/2022 | 06/2024 |
| Osaic Wealth, Inc. | Arnold | MD | 06/2024 | Present |
| Osaic Wealth, Inc. | Arnold | MD | 06/2024 | Present |
***Insurance Sales Position: sales rep Nature: Insurance Sales Investment Related: Yes Hours: 5Securities Trading Hours: 5Start Date: 09/01/2012 Address: 1261 Mount Pleasant Drive, Annapolis MD 21409 Description: Insurance sales to clients as needed ***Advisory sales Position: Financial Advisor Nature: Advisory investment sales Investment Related: Yes Hours: 80Securities Trading Hours: 80Start Date: 10/31/2022 Address: 1298 Bay Dale Drive, 201, Arnold MD 21012 Description: Fee based investment advisory sales through SAA ***DBA - Delmarva Financial Group ***ANNE ARUNDEL COMMUNITY COLLEGE ADJUNCT PROFESSOR POSITION: Adjunct Professor NATURE: Part time teaching at Anne Arundel Community College. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 08/29/2023 ADDRESS: 101 College Parkway, Arnold MD 21012 DESCRIPTION: Teaching college courses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-15 |
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