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Richard Rodney Laing

Prime Capital Financial

Overland Park, KS

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-16
KS RA APPROVED 2017-08-01
  • TX RA
    APPROVED_RES
    Since 2017-08-16
  • KS RA
    APPROVED
    Since 2017-08-01

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 09/2014 04/2018
Lawing Financial Overland Park KS 09/2014 10/2017
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 Present
Private Client Services Louisville KY 04/2018 12/2019
  • 09/2014 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2014 → 10/2017
    Lawing Financial
    Overland Park, KS
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → 12/2019
    Private Client Services
    Louisville, KY
Previous Registrations
  • 2015-01-20 → 2017-10-16
    Lawing Financial Inc
    Overland Park, KS
Other Businesses

1) INSURANCE AGENT. NON-INVESTMENT RELATED. 6201 COLLEGE BLVD, 7TH FLOOR, OVERLAND PARK, KS 66211. 01/20/2015 SALE OF INSURANCE PRODCUTS. AGENT: SALE AND SERVICE OF INSURANCE PRODUCTS TO CLIENTS. 2 HOURS/MO; 2 DURING TRADING HOURS. SALE AND SERVICE OF INSURANCE PRODUCTS. 2)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) TRUSTED TRUCK TRANSPORT NON-INVESTMENT RELATED, 1740 W 92ND ST, KANSAS CITY, MO 64114, TRUCKING COMPANY, MINORITY OWNER (5%), 08/29/2024, 3 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING, SILENT OWNER; NO ADMINISTRATIVE DUTIES ASSIGNED 4) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 2/2021, 10hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-16
  • S66 Uniform Combined State Law Examination
    2014-12-16
Other Names
  • Rich Rodney Laing

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