Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-29 |
| NC | RA | APPROVED | 2002-10-30 |
Branch Locations
2373 Hendersonville Rd, Arden, NC 28704 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Arden | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Arden | NC | 11/2016 | Present |
TOWN OF MILLS RIVER PLANNING BOARD; NOT INV RELATED; MILLS RIVER, NC; BOARD MEMBER; 02/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING; REVIEW ZONING REGULATIONS AND ZONING REQUESTS | TOWN OF MILLS RIVER; NOT INV RELATED; MILLS RIVER, NC; LAND PRESERVATION; CHAIRMAN; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; ADVISORY ROLE TO TOWN COUNCIL TOWN OF MILLS RIVER, NORTH CAROLINA; INV RELATED; MILLS RIVER,NC; FINANCIAL ADVISOR; START DATE: 12/10/2026; 6 HRS PER MONTH; 0 HRS DURING TRADING; TOWN OF MILLS RIVER, NC ; INV RELATED;MILLS RIVER,NC; PLANNING BOARD MEMBER; START DATE: 04/12/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-02 |
Reach out to this advisor