Best Investors Account Sign in

David Wayne Karin

Innovation Partners LLC

Charlotte, NC

Westlake, CA

Claim This Profile
Current Employers
Innovation Partners Llc

5950 Fairview Road Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-05-19
CA RA APPROVED_RES 2025-05-16
  • NV RA
    APPROVED
    Since 2025-05-19
  • CA RA
    APPROVED_RES
    Since 2025-05-16

Branch Locations

5950 Fairview Road Suite 140, Charlotte, NC 28210 • UNITED STATES

2829 Townsgate Road #100, Westlake, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 03/2012 05/2025
Innovation Partners, Llc Charlotte NC 05/2025 Present
  • 03/2012 → 05/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 05/2025 → Present
    Innovation Partners, Llc
    Charlotte, NC
Previous Registrations
  • 2012-04-02 → 2025-05-14
    Western International Securities, Inc.
    Westlake Village, CA
  • 2009-05-02 → 2012-04-03
    Chase Investment Services Corp.
    Westlake Village, CA
    Simi Valley, CA
    Westlake Village, CA
  • 2006-02-23 → 2009-05-02
    Wamu Investments, Inc.
    Westlake Village, CA
    Simi Valley, CA
    Westlake Village, CA
Other Businesses

Accident & Health, Life, and Variable Insurance; Investment-Related; Agent CPS Insurance. 2860 Michelle Drive Ste 150. Irvine, CA 92606. IMO, Selling Fixed and FIA Annuities. Rental Property. 1/2008. 5385 Huntley St #32 Sini Valley, CA 93063. Rental Property Passive Income. 1 hr a month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-27
  • S63 Uniform Securities Agent State Law Examination
    1994-06-27
Other Names
  • David Karin

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor