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Amy Klein Cummings

Voya Financial Advisors, Inc.

Independence, OH

Independence, OH

Columbus, OH

Carmel, IN

Miamisburg, OH

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-17
TX RA APPROVED 2025-04-17
OH RA APPROVED 2025-02-12
IN RA APPROVED 2025-02-05
  • NY RA
    APPROVED
    Since 2025-04-17
  • TX RA
    APPROVED
    Since 2025-04-17
  • OH RA
    APPROVED
    Since 2025-02-12
  • IN RA
    APPROVED
    Since 2025-02-05

Branch Locations

5005 Rockside Rd Ste 210, Independence, OH 44131 • United States

6100 Oak Tree Blvd Ste 200, Independence, OH 44131 • United States

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

Carmel, IN • United States

10100 Innovation Dr Ste 120, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Carmel IN 10/1998 01/2024
Agia Houston TX 12/2022 01/2024
Unemployed Carmel IN 01/2024 02/2025
Voya Financial Advisors Carmel IN 02/2025 Present
  • 10/1998 → 01/2024
    Valic Financial Advisors
    Carmel, IN
  • 12/2022 → 01/2024
    Agia
    Houston, TX
  • 01/2024 → 02/2025
    Unemployed
    Carmel, IN
  • 02/2025 → Present
    Voya Financial Advisors
    Carmel, IN
Previous Registrations
  • 2003-03-17 → 2024-02-07
    Valic Financial Advisors, Inc.
    Carmel, IN
    Carmel, IN
    Merrillville, IN
    Michigan City, IN
    Crown Point, IN
    Hammond, IN
    Crawfordsville, IN
    Lafayette, IN
    Dyer, IN
    Carmel, IN
    Elkhart, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Munster, IN
    Crawfordsville, IN
    Munster, IN
    Carmel, IN
    Munster, IN
    Carmel, IN
    Carmel, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
S63 Uniform Securities Agent State Law Examination 1998-09-29
  • S66 Uniform Combined State Law Examination
    2022-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-29
Designations
Other Names
  • Amy Catherine Cummings
  • Amy Catherine Klein

View on SEC IAPD

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