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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jack Burns Financial, Inc. | Algona | IA | 08/1992 | 10/2024 |
| Pruco Securities L.L.C. | West Des Moines | IA | 03/2004 | 09/2019 |
| Changepath, Llc | Leawood | KS | 09/2019 | 11/2019 |
| Gradient Advisors Llc | Arden Hills | MN | 11/2019 | 03/2021 |
| Nylife Securities Llc | Ankeny | IA | 04/2021 | Present |
| New York Life Insurance Co. | Ankeny | IA | 06/2005 | Present |
| Eagle Strategies Llc | Algona | IA | 07/2021 | Present |
| Innovative Financial Solutions | Algona | IA | 04/2022 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 2020 East Oak St, Algona IA; Commisisons; Insurance Broker; Insurance Related] [J-L Burns farms LLC; farm ownership that i rent out; 202 Richardson Ct, Algona IA 50511; start 01/2014; Rental Income; 0 hours per month; real estate related] [OPERATING UNDER THE DBA NAME OF INNOVATIVE FINANCIAL SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; ALGONA, IA; START DATE: 04/2022] [J&J Oil; trucking business; 2020 E Oak St, Algona, IA 50511; Start Date 05/2024; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-21 |
| S65 | Uniform Investment Adviser Law Examination | 2019-09-03 |
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