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Current Employers
Oneascent Financial Services Llc

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-22
  • MN RA
    APPROVED
    Since 2023-09-22

Branch Locations

622 Atlantic Ave., Morris, MN 56267 • United States

100 Grandview Place Suite 200, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2000 11/2017
Lpl Financial Llc Morris MN 11/2017 09/2023
Edward Jones St Louis MO 05/2000 11/2017
Strategic Wealth Group Ria Llc(Dba:VAlor Financial Partners Llc) Morris MN 10/2017 08/2019
Advisors' Pride Inc. Morris MN 08/2019 10/2022
Gateway Wealth Partners, Llc Morris MN 10/2022 09/2023
Oneascent Financial Services Llc Birmingham AL 09/2023 Present
Previous Registrations
Other Businesses

1) Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-09
S63 Uniform Securities Agent State Law Examination 1994-05-27
  • S65 Uniform Investment Adviser Law Examination
    2000-03-09
  • S63 Uniform Securities Agent State Law Examination
    1994-05-27
Designations
Other Names
  • Tammy Sperr
  • Tamela Jean Sperr

View on SEC IAPD

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