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Beatriz Amalia Ponton

Wells Fargo Clearing Services, LLC

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-02
CA RA APPROVED 2020-02-26
  • TX RA
    APPROVED_RES
    Since 2020-03-02
  • CA RA
    APPROVED
    Since 2020-02-26

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Encino CA 11/2016 03/2019
Ameriprise Financial Services, Inc Woodland Hills CA 03/2019 02/2020
Wells Fargo Clearing Services, Llc Encino CA 02/2020 Present
Wells Fargo Advisors Llc Encino CA 09/2012 11/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-11
S63 Uniform Securities Agent State Law Examination 1994-05-25
  • S66 Uniform Combined State Law Examination
    2013-02-11
  • S63 Uniform Securities Agent State Law Examination
    1994-05-25
Other Names
  • Beatriz A Ponton
  • Beatriz Ponton
  • Beatriz A Zuniga

View on SEC IAPD

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