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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-29
  • CA RA
    APPROVED
    Since 2025-04-29

Branch Locations

9467 Miliken Ave, Rancho Cucamonga, CA 91730 • United States

Ontario, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Rancho Cucamonga CA 04/2025 Present
Unemployed Corona CA 11/2024 04/2025
Unionbanc Investment Services Los Angeles CA 08/2005 11/2024
  • 04/2025 → Present
    Rancho Cucamonga, CA
  • 11/2024 → 04/2025
    Unemployed
    Corona, CA
  • 08/2005 → 11/2024
    Unionbanc Investment Services
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-14
S63 Uniform Securities Agent State Law Examination 1999-10-18
  • S66 Uniform Combined State Law Examination
    2005-02-14
  • S63 Uniform Securities Agent State Law Examination
    1999-10-18
Other Names
  • Thaddeus Adonis Howell
  • Thaddeus A Howell

View on SEC IAPD

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