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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-09-25 |
Branch Locations
8219 Market Street, Wilmington, NC 28411 • United States
101 Us Highway 117 South, Burgaw, NC 28425 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charleston | SC | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | 09/2017 |
| First Citizens Investor Services | Raleigh | NC | 09/2017 | Present |
| Lonnie Arj Farms Llc | Ivanhoe | NC | 03/2022 | Present |
1) 6831 Main St., Unit 223 Wilmington, NC 28405. Personally owned rental property, used for rental. Owner, began 10/01/10. Zero hours devoted to activity, non-investment related. Compensation is rental income. 2) Lonnie ARJ Farms, LLC; 3394 Ivanhoe Rd, Ivanhoe, NC 28447; Farm; Began 03/11/2022; Owner of the farmland, no responsibilities; No hours dedicated during trading hours; Compensation is income from farm land lease; Non-Investment Related; Business is not a client of the Firm. 3)MOJO'S VENTURES LLC POSITION: Agent NATURE: Hobby that Generates Income INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2026 ADDRESS: 3394 Ivanhoe Rd, Ivanhoe NC 28447, United States DESCRIPTION: Buy and sell show horses with intent of producing a profit. Some horses may show for winnings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-02 |
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