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Scott Douglas Reisenweaver

Cetera Investment Advisers LLC

Midlothian, VA

CRD 2485345

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
VA RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • VA RA
    APPROVED
    Since 2020-11-12

Branch Locations

116 Walton Park Lane, Midlothian, VA 23114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott Reisenweaver Midlothian VA 06/2003 Present
First Allied Securities, Inc. San Diego CA 02/2011 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Midlothian VA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 06/2003 → Present
    Scott Reisenweaver
    Midlothian, VA
  • 02/2011 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Midlothian, VA
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Midlothian, VA
  • 2011-02-14 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Midlothian, VA
  • 2005-01-25 → 2011-02-11
    Qa3 Financial Llc
    Midlothian, VA
  • 2003-01-03 → 2005-01-25
    Securian Financial Services, Inc.
    Richmond, VA
  • 1999-06-15 → 2003-01-03
    Investment Advisory Group, Inc.
    Richmond, VA
Other Businesses

1.)SDRSDH PROPERTIES LLC - RENTAL INCOME MORTAGE LENDER- CHRIS LIEBERMAN &ABC MORTAGE 2.) CRUMP; INDEPENDENT CONTRACTOR;INSURANCE; START DATE 05/16/11; 160 HOURS PER MONTH. 3.) MAIN STREET BENEFITS; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 05/01/2006; 4 HOURS PER MONTH. 4.) REISENWEAVER WEALTH MANAGEMENT; OWNER; DBA; START DATE 02/11/2011. 5.) SYNERGY BENEFITS; INDEPENDANT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C);START DATE 05/01/2006; 4 HRS. PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-03
S63 Uniform Securities Agent State Law Examination 1994-06-28
  • S65 Uniform Investment Adviser Law Examination
    1999-06-03
  • S63 Uniform Securities Agent State Law Examination
    1994-06-28

View on SEC IAPD

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