Wendell Cory Franklin

Current Employers

Chicago Capital Management Advisors, Llc

4722 Main Street, Lisle, IL 60532 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-04-01
IL	RA	APPROVED	2017-01-25

SC RA
APPROVED

Since 2026-04-01
IL RA
APPROVED

Since 2017-01-25

Branch Locations

77 W Washington St. #1801, Chicago, IL 60602 • United States

4722 Main Street, Lisle, IL 60532 • United States

American Trust Investment Services Advisory, Inc.

1244 119Th Street, Whiting, IN 46394 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-10-01
IN	RA	APPROVED	2019-09-17

IL RA
APPROVED

Since 2019-10-01
IN RA
APPROVED

Since 2019-09-17

Branch Locations

77 W Washington St. #1801, Chicago, IL 60602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
American Trust Investment Services Inc	Chicago	IL	03/2014	Present

03/2014 → Present

American Trust Investment Services Inc

Chicago, IL

Other Businesses

FIXED INSURANCE; PART-TIME DJ - CHICAGO, IL. START DATE: 08/22/09, NOT DURING TRADING HOURS, NOT INVESTMENT RELATED; Chicago Capital Management Advisors LLC - Fee based-Managed Money Activities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-23
S63	Uniform Securities Agent State Law Examination	1994-06-17

S65 Uniform Investment Adviser Law Examination

2017-01-23
S63 Uniform Securities Agent State Law Examination

1994-06-17

View on SEC IAPD