Michael John Bailey

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-03-13

MN RA
APPROVED

Since 2014-03-13

Branch Locations

Inver Grove Heights, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Retirement Management	St Paul	MN	05/2011	Present
Transamerica Investors Securities Corporation	St. Paul	MN	01/2014	Present

05/2011 → Present

Transamerica Retirement Management

St Paul, MN
01/2014 → Present

Transamerica Investors Securities Corporation

St. Paul, MN

Previous Registrations

2011-06-17 → 2013-12-31

Transamerica Financial Advisors, Llc

St. Paul, MN

Cedar Rapids, IA
2008-09-19 → 2010-06-15

Bancwest Investment Services, Inc.

Fargo, ND

Inver Grove Heights, MN

Chaska, MN

Blaine, MN

Lino Lakes, MN

Lakeville, MN

Ramsey, MN

Minneapolis, MN
2004-07-14 → 2006-09-22

Rbc Capital Markets, Llc

St. Paul, MN

St. Paul, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-27
S63	Uniform Securities Agent State Law Examination	1994-04-29

S66 Uniform Combined State Law Examination

2004-05-27
S63 Uniform Securities Agent State Law Examination

1994-04-29

Other Names

Michael J Bailey

View on SEC IAPD