Matthew William Castaldi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  North Haven, CT
• 09/2023 → Present
  Osaic Wealth, Inc.
  Wilton, CT

Previous Registrations

• 2006-06-19 → 2023-09-01
  Osaic Services, Inc.
  North Haven, CT
  Wilton, CT
• 2005-08-03 → 2006-06-05
  Chase Investment Services Corp.
  Wilton, CT
• 2004-10-20 → 2005-08-09
  Banc Of America Investment Services, Inc.
  South Norwalk, CT
• 2002-08-28 → 2004-10-20
  Quick & Reilly, Inc.
  Norwal, CT

Other Businesses

1)INVESTMENT ADVISOR REPRESENTED UNDER SAGEPOINTFINANCIAL THE START DATE WAS 6/1/2006, I DEVOTE APPROX 40 HOURS PER MONTH OF WHICH 30 HOURS ARE DURING TRADING HOURS. CHOOSING ASSET ALLOCATION MODELS, MONEY MANAGERS, MONITORING PERFORMANCE, AND REVIEWING WITH CLIENTS. 2)CASTALDI FINANCIAL AND INSURANCE INC POSITION: Owner NATURE: Castaldi Financial and Insurance is now an S-Corp. I legally changed the name and structure of Castaldi Financial and Insurance Services, LLC to this S-corp 6/28/2019. Same OBA as before, just name and entity change. INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 50 START DATE: 01/15/2008 ADDRESS: 387 Danbury Rd Ste 3, Wilton CT 06897, United States DESCRIPTION: I am a life insurance agent with Crump Ins Brokerage and an independent Health insurance agent also offering Medicare Advantage, Supplements, and Part D Plans. I am also a property casualty agent who seeks out sales for insurance through the John Glover Agency 29 Haviland St, Norwalk, CT 06854.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-31
• S63 Uniform Securities Agent State Law Examination
  1994-06-03