Joseph Elmer Worthy

Current Employers

Worthy Financial Services

607 Nursery Road, Westminster, MD 21157-6109 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-10-12
PA	RA	APPROVED	2008-07-02

MD RA
APPROVED

Since 2023-10-12
PA RA
APPROVED

Since 2008-07-02

Branch Locations

Westminster, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Worthy Asset Management Llc	Westminster	MD	02/2007	Present

02/2007 → Present

Worthy Asset Management Llc

Westminster, MD

Previous Registrations

2005-08-25 → 2006-06-16

Usallianz Securities, Inc.

Westminster, MD

Allentown, PA

Westminster, MD
2002-03-27 → 2005-08-05

Pruco Securities, Llc.

Hunt Valley, MD

Other Businesses

Joseph Worthy, President of Worthy Asset Management, is licensed in the states of Maryland and Pennsylvania to write and sell life and health insurance products. Mr. Worthy may receive commissions from various insurance companies as a result of this business. He devotes 5 hours a month on these activities and receives 5% of total yearly compensation from this business. Joseph Worthy is the owner of Joseph E Worthy, a tax preparation service where he prepares and filed individual tax returns. He devotes 5 hours a month on these activities and receives 5% of total yearly compensation from this business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-06
S63	Uniform Securities Agent State Law Examination	1996-03-04

S65 Uniform Investment Adviser Law Examination

2001-08-06
S63 Uniform Securities Agent State Law Examination

1996-03-04

View on SEC IAPD